Usi Securities, Inc.
Usi Securities, Inc. is an SEC-registered ria in Glastonbury, CT with an unreported amount of assets under management (AUM, regulatory AUM), -999% over one year. See who owns Usi Securities, Inc.: ownership, executives, custodians, and advisors from SEC Form ADV. CRD 43793, SEC 801-56578, data through 2026-03-30.
- AUM (assets under management / regulatory AUM)
- Not reported (2026-03-30)
- Firm type
- Ria
- Location
- Glastonbury, CT
- Employees
- 30
- Clients
- 163
- CRD
- 43793
- Ownership
- OCONNOR, JOHN ARTHUR; SCHNEIDER, ROBERT S; GRITZER, JOSEPH JOHN JR; ESLICK, DAVID LESLIE; NEWBORN, ERNEST JOSHUA
How much AUM does Usi Securities, Inc. have?
Usi Securities, Inc. reported an unreported amount of in assets under management (regulatory AUM) on its most recent SEC Form ADV (2026-03-30).
Who owns Usi Securities, Inc.?
Disclosed owners and executives of Usi Securities, Inc. include OCONNOR, JOHN ARTHUR, SCHNEIDER, ROBERT S, GRITZER, JOSEPH JOHN JR, ESLICK, DAVID LESLIE, NEWBORN, ERNEST JOSHUA. Full ownership history, officer changes, and indirect owners are on the interactive profile.
View the full interactive profile on ADV.News.