Kaplan & Co. Securities Inc.
Kaplan & Co. Securities Inc. is an SEC-registered ria with $31.0M assets under management (AUM, regulatory AUM), -999% over one year. See who owns Kaplan & Co. Securities Inc.: ownership, executives, custodians, and advisors from SEC Form ADV. CRD 38619, data through 2003-09-02.
- AUM (assets under management / regulatory AUM)
- $31.0M (2003-09-02)
- Firm type
- Ria
- CRD
- 38619
- Ownership
- KAPLAN, JED PHILIP; POWELL, LAWRENCE STEPHEN
How much AUM does Kaplan & Co. Securities Inc. have?
Kaplan & Co. Securities Inc. reported $31.0M in assets under management (regulatory AUM) on its most recent SEC Form ADV (2003-09-02).
Who owns Kaplan & Co. Securities Inc.?
Disclosed owners and executives of Kaplan & Co. Securities Inc. include KAPLAN, JED PHILIP, POWELL, LAWRENCE STEPHEN. Full ownership history, officer changes, and indirect owners are on the interactive profile.
View the full interactive profile on ADV.News.