Northwind Financial LLC
Northwind Financial LLC is an SEC-registered mass-market adviser with $105.4M assets under management (AUM, regulatory AUM), -999% over one year. See who owns Northwind Financial LLC: ownership, executives, custodians, and advisors from SEC Form ADV. CRD 342069, data through 2026-06-11.
- AUM (assets under management / regulatory AUM)
- $105.4M (2026-06-11)
- Firm type
- Mass-Market Adviser
- Employees
- 2
- Clients
- 158
- CRD
- 342069
- Ownership
- BOECK, BRADLEY, JASON; SERRAPEDE, KEVIN, JOHN
How much AUM does Northwind Financial LLC have?
Northwind Financial LLC reported $105.4M in assets under management (regulatory AUM) on its most recent SEC Form ADV (2026-06-11).
Who owns Northwind Financial LLC?
Disclosed owners and executives of Northwind Financial LLC include BOECK, BRADLEY, JASON, SERRAPEDE, KEVIN, JOHN. Full ownership history, officer changes, and indirect owners are on the interactive profile.
View the full interactive profile on ADV.News.