Prosperity Financial Group, Inc.
Prosperity Financial Group, Inc. is an SEC-registered mass-market adviser in San Ramon, CA with $503.0M assets under management (AUM, regulatory AUM), -999% over one year. See who owns Prosperity Financial Group, Inc.: ownership, executives, custodians, and advisors from SEC Form ADV. CRD 339321, SEC 801-134846, data through 2026-03-10.
- AUM (assets under management / regulatory AUM)
- $503.0M (2026-03-10)
- Firm type
- Mass-Market Adviser
- Location
- San Ramon, CA
- Employees
- 10
- Clients
- 612
- CRD
- 339321
- Ownership
- HEBERT, JAMES, DEREK; KALLEN, ELLIOT, HERBERT; AGOSTA, ANDREW, JOSEPH
How much AUM does Prosperity Financial Group, Inc. have?
Prosperity Financial Group, Inc. reported $503.0M in assets under management (regulatory AUM) on its most recent SEC Form ADV (2026-03-10).
Who owns Prosperity Financial Group, Inc.?
Disclosed owners and executives of Prosperity Financial Group, Inc. include HEBERT, JAMES, DEREK, KALLEN, ELLIOT, HERBERT, AGOSTA, ANDREW, JOSEPH. Full ownership history, officer changes, and indirect owners are on the interactive profile.
View the full interactive profile on ADV.News.