Secondmarket Financial, LLC
Secondmarket Financial, LLC is an SEC-registered asset manager in New York, NY with $150.0M assets under management (AUM, regulatory AUM), -999% over one year. See who owns Secondmarket Financial, LLC: ownership, executives, custodians, and advisors from SEC Form ADV. CRD 333332, SEC 801-131656, data through 2026-03-31.
- AUM (assets under management / regulatory AUM)
- $150.0M (2026-03-31)
- Firm type
- Asset Manager
- Location
- New York, NY
- Employees
- 19
- Clients
- 25
- CRD
- 333332
- Ownership
- NASDAQ PRIVATE MARKET, LLC; WELLS FARGO CENTRAL PACIFIC HOLDINGS, INC; UBS AMERICAS, INC; STRATEGIC INVESTMENTS I, INC.; NASDAQ FUND SECONDARIES, LLC
How much AUM does Secondmarket Financial, LLC have?
Secondmarket Financial, LLC reported $150.0M in assets under management (regulatory AUM) on its most recent SEC Form ADV (2026-03-31).
Who owns Secondmarket Financial, LLC?
Disclosed owners and executives of Secondmarket Financial, LLC include NASDAQ PRIVATE MARKET, LLC, WELLS FARGO CENTRAL PACIFIC HOLDINGS, INC, UBS AMERICAS, INC, STRATEGIC INVESTMENTS I, INC., NASDAQ FUND SECONDARIES, LLC. Full ownership history, officer changes, and indirect owners are on the interactive profile.
View the full interactive profile on ADV.News.