Plum Pointe Wealth Management
Plum Pointe Wealth Management is an SEC-registered mass-market adviser in Providence, RI with $104.7M assets under management (AUM, regulatory AUM), -49% over one year. See who owns Plum Pointe Wealth Management: ownership, executives, custodians, and advisors from SEC Form ADV. CRD 332618, SEC 801-131283, data through 2026-05-11.
- AUM (assets under management / regulatory AUM)
- $104.7M (2026-05-11)
- Firm type
- Mass-Market Adviser
- Location
- Providence, RI
- Employees
- 3
- Clients
- 183
- CRD
- 332618
- Ownership
- DUNCKLEY, BRIAN, SCOTT; PLUM POINTE WEALTH MANAGEMENT, LTD; WILLIAMS, JOHN, EDWARD
How much AUM does Plum Pointe Wealth Management have?
Plum Pointe Wealth Management reported $104.7M in assets under management (regulatory AUM) on its most recent SEC Form ADV (2026-05-11).
Who owns Plum Pointe Wealth Management?
Disclosed owners and executives of Plum Pointe Wealth Management include DUNCKLEY, BRIAN, SCOTT, PLUM POINTE WEALTH MANAGEMENT, LTD, WILLIAMS, JOHN, EDWARD. Full ownership history, officer changes, and indirect owners are on the interactive profile.
View the full interactive profile on ADV.News.