Peak Wealth Management
Peak Wealth Management is an SEC-registered mass-market adviser in Saratoga Springs, NY with $39.0M assets under management (AUM, regulatory AUM), +50% over one year. See who owns Peak Wealth Management: ownership, executives, custodians, and advisors from SEC Form ADV. CRD 332411, SEC 801-130972, data through 2026-01-27.
- AUM (assets under management / regulatory AUM)
- $39.0M (2026-01-27)
- Firm type
- Mass-Market Adviser
- Location
- Saratoga Springs, NY
- Employees
- 1
- Clients
- 50
- CRD
- 332411
- Ownership
- Cox, James, Thomas
How much AUM does Peak Wealth Management have?
Peak Wealth Management reported $39.0M in assets under management (regulatory AUM) on its most recent SEC Form ADV (2026-01-27).
Who owns Peak Wealth Management?
Disclosed owners and executives of Peak Wealth Management include Cox, James, Thomas. Full ownership history, officer changes, and indirect owners are on the interactive profile.
View the full interactive profile on ADV.News.