Capzone Management LLC
Capzone Management LLC is an SEC-registered asset manager in Norwalk, CT with $201.6M assets under management (AUM, regulatory AUM), -3% over one year. See who owns Capzone Management LLC: ownership, executives, custodians, and advisors from SEC Form ADV. CRD 330135, SEC 801-130055, data through 2026-03-27.
- AUM (assets under management / regulatory AUM)
- $201.6M (2026-03-27)
- Firm type
- Asset Manager
- Location
- Norwalk, CT
- Employees
- 24
- Clients
- 1
- CRD
- 330135
- Ownership
- LAKE, KIMBERLY, JOANNE; PUCHALA, ALFRED, JOHN; CAPZONE IMPACT INVESTMENTS, LLC; LAKE, CHARLES, THORNTON; PUCHALA & CO
How much AUM does Capzone Management LLC have?
Capzone Management LLC reported $201.6M in assets under management (regulatory AUM) on its most recent SEC Form ADV (2026-03-27).
Who owns Capzone Management LLC?
Disclosed owners and executives of Capzone Management LLC include LAKE, KIMBERLY, JOANNE, PUCHALA, ALFRED, JOHN, CAPZONE IMPACT INVESTMENTS, LLC, LAKE, CHARLES, THORNTON, PUCHALA & CO. Full ownership history, officer changes, and indirect owners are on the interactive profile.
View the full interactive profile on ADV.News.