Tri-ad Capital Management I, LLC
Tri-ad Capital Management I, LLC is an SEC-registered ria in Escondido, CA with $619.0M assets under management (AUM, regulatory AUM), +34% over one year. See who owns Tri-ad Capital Management I, LLC: ownership, executives, custodians, and advisors from SEC Form ADV. CRD 324364, SEC 801-127335, data through 2026-03-23.
- AUM (assets under management / regulatory AUM)
- $619.0M (2026-03-23)
- Firm type
- Ria
- Location
- Escondido, CA
- Employees
- 1
- Clients
- 43
- CRD
- 324364
- Ownership
- Simons, Judy, Ann; NAVIA BENEFITS SOLUTIONS, INC; Boyd, Tina, Davis; NORTH HOLDCO, INC.; THOMAS, JENNIFER
How much AUM does Tri-ad Capital Management I, LLC have?
Tri-ad Capital Management I, LLC reported $619.0M in assets under management (regulatory AUM) on its most recent SEC Form ADV (2026-03-23).
Who owns Tri-ad Capital Management I, LLC?
Disclosed owners and executives of Tri-ad Capital Management I, LLC include Simons, Judy, Ann, NAVIA BENEFITS SOLUTIONS, INC, Boyd, Tina, Davis, NORTH HOLDCO, INC., THOMAS, JENNIFER. Full ownership history, officer changes, and indirect owners are on the interactive profile.
View the full interactive profile on ADV.News.