Allies Capital Management
Allies Capital Management is an SEC-registered ria in New York, NY with $25.0M assets under management (AUM, regulatory AUM), +0% over one year. See who owns Allies Capital Management: ownership, executives, custodians, and advisors from SEC Form ADV. CRD 319640, SEC 801-125888, data through 2026-02-20.
- AUM (assets under management / regulatory AUM)
- $25.0M (2026-02-20)
- Firm type
- Ria
- Location
- New York, NY
- Employees
- 1
- Clients
- 1
- CRD
- 319640
- Ownership
- M. KLEIN ASSOCIATES, LLC; KLEIN, MICHAEL; MURRAY, JAMES, JOSEPH; DIAMOND, DAVID, JAY; ABBOTT, TRACY, KATE
How much AUM does Allies Capital Management have?
Allies Capital Management reported $25.0M in assets under management (regulatory AUM) on its most recent SEC Form ADV (2026-02-20).
Who owns Allies Capital Management?
Disclosed owners and executives of Allies Capital Management include M. KLEIN ASSOCIATES, LLC, KLEIN, MICHAEL, MURRAY, JAMES, JOSEPH, DIAMOND, DAVID, JAY, ABBOTT, TRACY, KATE. Full ownership history, officer changes, and indirect owners are on the interactive profile.
View the full interactive profile on ADV.News.