Universal Financial Advisors, LLC
Universal Financial Advisors, LLC is an SEC-registered mass-market adviser in St. Louis, MO with $277.5M assets under management (AUM, regulatory AUM), +11% over one year. See who owns Universal Financial Advisors, LLC: ownership, executives, custodians, and advisors from SEC Form ADV. CRD 318392, SEC 801-124991, data through 2026-05-28.
- AUM (assets under management / regulatory AUM)
- $277.5M (2026-05-28)
- Firm type
- Mass-Market Adviser
- Location
- St. Louis, MO
- Employees
- 8
- Clients
- 331
- CRD
- 318392
- Ownership
- BRIAN C. LOCK TOD BRIAN C. LOCK AND ASHLEY B. LOCK REVOCABLE QUALIFIED SPOUSAL TRUST DATED 10/7/2016; LOCK, ASHLEY, BETH; LOCK, BRIAN, CHRISTOPHER; LOCK, ALBERT, LARRY
How much AUM does Universal Financial Advisors, LLC have?
Universal Financial Advisors, LLC reported $277.5M in assets under management (regulatory AUM) on its most recent SEC Form ADV (2026-05-28).
Who owns Universal Financial Advisors, LLC?
Disclosed owners and executives of Universal Financial Advisors, LLC include BRIAN C. LOCK TOD BRIAN C. LOCK AND ASHLEY B. LOCK REVOCABLE QUALIFIED SPOUSAL TRUST DATED 10/7/2016, LOCK, ASHLEY, BETH, LOCK, BRIAN, CHRISTOPHER, LOCK, ALBERT, LARRY. Full ownership history, officer changes, and indirect owners are on the interactive profile.
View the full interactive profile on ADV.News.