B. Riley Wealth Private Shares
B. Riley Wealth Private Shares is an SEC-registered asset manager in Memphis, TN with $47.6M assets under management (AUM, regulatory AUM), +17% over one year. See who owns B. Riley Wealth Private Shares: ownership, executives, custodians, and advisors from SEC Form ADV. CRD 315851, SEC 801-122228, data through 2026-03-31.
- AUM (assets under management / regulatory AUM)
- $47.6M (2026-03-31)
- Firm type
- Asset Manager
- Location
- Memphis, TN
- Employees
- 8
- Clients
- 8
- CRD
- 315851
- Ownership
- NATIONAL HOLDINGS CORPORATION; HASTINGS, CHARLES, PETER; MULLEN, MICHAEL, ANTHONY; CHAFFEE, HAROLD, G.; Kowalczyk, Thomas, David
How much AUM does B. Riley Wealth Private Shares have?
B. Riley Wealth Private Shares reported $47.6M in assets under management (regulatory AUM) on its most recent SEC Form ADV (2026-03-31).
Who owns B. Riley Wealth Private Shares?
Disclosed owners and executives of B. Riley Wealth Private Shares include NATIONAL HOLDINGS CORPORATION, HASTINGS, CHARLES, PETER, MULLEN, MICHAEL, ANTHONY, CHAFFEE, HAROLD, G., Kowalczyk, Thomas, David. Full ownership history, officer changes, and indirect owners are on the interactive profile.
View the full interactive profile on ADV.News.