Regency Capital Management Inc.
Regency Capital Management Inc. is an SEC-registered wealth manager in Honolulu, HI with $364.1M assets under management (AUM, regulatory AUM), +20% over one year. See who owns Regency Capital Management Inc.: ownership, executives, custodians, and advisors from SEC Form ADV. CRD 312435, SEC 801-120277, data through 2026-03-04.
- AUM (assets under management / regulatory AUM)
- $364.1M (2026-03-04)
- Firm type
- Wealth Manager
- Location
- Honolulu, HI
- Employees
- 5
- Clients
- 127
- CRD
- 312435
- Ownership
- REGENCY ACQUISITIONS LLC; MALLET, ARTHUR, JACQUES; ROSE, NEIL, T.; ROSE, NEIL, TAYLOR
How much AUM does Regency Capital Management Inc. have?
Regency Capital Management Inc. reported $364.1M in assets under management (regulatory AUM) on its most recent SEC Form ADV (2026-03-04).
Who owns Regency Capital Management Inc.?
Disclosed owners and executives of Regency Capital Management Inc. include REGENCY ACQUISITIONS LLC, MALLET, ARTHUR, JACQUES, ROSE, NEIL, T., ROSE, NEIL, TAYLOR. Full ownership history, officer changes, and indirect owners are on the interactive profile.
View the full interactive profile on ADV.News.