Findec Wealth Services, Inc.
Findec Wealth Services, Inc. is an SEC-registered ria in Stockton, CA with $627.9M assets under management (AUM, regulatory AUM), -19% over one year. See who owns Findec Wealth Services, Inc.: ownership, executives, custodians, and advisors from SEC Form ADV. CRD 311949, SEC 801-120139, data through 2026-03-23.
- AUM (assets under management / regulatory AUM)
- $627.9M (2026-03-23)
- Firm type
- Ria
- Location
- Stockton, CA
- Employees
- 5
- Clients
- 597
- CRD
- 311949
- Ownership
- FINDEC CO.; HEROLD, KENNETH, ROBERT; MAHONEY, KEVIN, EUGENE; TEIGEN, TOLEN, CLEMENT; MORRIS, RAQUEL, TANICA
How much AUM does Findec Wealth Services, Inc. have?
Findec Wealth Services, Inc. reported $627.9M in assets under management (regulatory AUM) on its most recent SEC Form ADV (2026-03-23).
Who owns Findec Wealth Services, Inc.?
Disclosed owners and executives of Findec Wealth Services, Inc. include FINDEC CO., HEROLD, KENNETH, ROBERT, MAHONEY, KEVIN, EUGENE, TEIGEN, TOLEN, CLEMENT, MORRIS, RAQUEL, TANICA. Full ownership history, officer changes, and indirect owners are on the interactive profile.
View the full interactive profile on ADV.News.