Whalen Financial
Whalen Financial is an SEC-registered mass-market adviser in Las Vegas, NV with $223.0M assets under management (AUM, regulatory AUM), +16% over one year. See who owns Whalen Financial: ownership, executives, custodians, and advisors from SEC Form ADV. CRD 311869, SEC 801-120102, data through 2026-05-07.
- AUM (assets under management / regulatory AUM)
- $223.0M (2026-05-07)
- Firm type
- Mass-Market Adviser
- Location
- Las Vegas, NV
- Employees
- 10
- Clients
- 400
- CRD
- 311869
- Ownership
- WHALEN, ANDREW, JOSEPH; Urosevich, John, Robert; Dang, Kim, Thanh
How much AUM does Whalen Financial have?
Whalen Financial reported $223.0M in assets under management (regulatory AUM) on its most recent SEC Form ADV (2026-05-07).
Who owns Whalen Financial?
Disclosed owners and executives of Whalen Financial include WHALEN, ANDREW, JOSEPH, Urosevich, John, Robert, Dang, Kim, Thanh. Full ownership history, officer changes, and indirect owners are on the interactive profile.
View the full interactive profile on ADV.News.