Ricketts Financial, LLC
Ricketts Financial, LLC is an SEC-registered wealth manager in Louisville, KY with $314.0M assets under management (AUM, regulatory AUM), +8% over one year. See who owns Ricketts Financial, LLC: ownership, executives, custodians, and advisors from SEC Form ADV. CRD 309381, SEC 801-118963, data through 2026-03-26.
- AUM (assets under management / regulatory AUM)
- $314.0M (2026-03-26)
- Firm type
- Wealth Manager
- Location
- Louisville, KY
- Employees
- 3
- Clients
- 115
- CRD
- 309381
- Ownership
- RICKETTS, PATRICK, HAMPTON; RICKETTS, ROY, MICHAEL; Ricketts, Christopher, McCauley; BERNSTEIN, DANIEL, ADAM; CNSL MANAGEMENT ENTERPRISES, LLC
How much AUM does Ricketts Financial, LLC have?
Ricketts Financial, LLC reported $314.0M in assets under management (regulatory AUM) on its most recent SEC Form ADV (2026-03-26).
Who owns Ricketts Financial, LLC?
Disclosed owners and executives of Ricketts Financial, LLC include RICKETTS, PATRICK, HAMPTON, RICKETTS, ROY, MICHAEL, Ricketts, Christopher, McCauley, BERNSTEIN, DANIEL, ADAM, CNSL MANAGEMENT ENTERPRISES, LLC. Full ownership history, officer changes, and indirect owners are on the interactive profile.
View the full interactive profile on ADV.News.