Rand Capital Management
Rand Capital Management is an SEC-registered asset manager in Buffalo, NY with $136.7M assets under management (AUM, regulatory AUM), -11% over one year. See who owns Rand Capital Management: ownership, executives, custodians, and advisors from SEC Form ADV. CRD 304504, SEC 801-116971, data through 2026-03-31.
- AUM (assets under management / regulatory AUM)
- $136.7M (2026-03-31)
- Firm type
- Asset Manager
- Location
- Buffalo, NY
- Employees
- 10
- Clients
- 2
- CRD
- 304504
- Ownership
- Penberthy, Daniel, Patrick; CALLODINE CREDIT, LLC; Margaret, Brechtel, W; EAST ASSET MANAGEMENT, LLC; CB ADVISOR LLC
How much AUM does Rand Capital Management have?
Rand Capital Management reported $136.7M in assets under management (regulatory AUM) on its most recent SEC Form ADV (2026-03-31).
Who owns Rand Capital Management?
Disclosed owners and executives of Rand Capital Management include Penberthy, Daniel, Patrick, CALLODINE CREDIT, LLC, Margaret, Brechtel, W, EAST ASSET MANAGEMENT, LLC, CB ADVISOR LLC. Full ownership history, officer changes, and indirect owners are on the interactive profile.
View the full interactive profile on ADV.News.