Turning Point Financial
Turning Point Financial is an SEC-registered mass-market adviser in Frederick, MD with $339.4M assets under management (AUM, regulatory AUM), -11% over one year. See who owns Turning Point Financial: ownership, executives, custodians, and advisors from SEC Form ADV. CRD 301282, SEC 801-116895, data through 2026-06-30.
- AUM (assets under management / regulatory AUM)
- $339.4M (2026-06-30)
- Firm type
- Mass-Market Adviser
- Location
- Frederick, MD
- Employees
- 23
- Clients
- 794
- CRD
- 301282
- Ownership
- TROXELL, MARY, KATHLEEN; STICKELMAN, ALEXANDRA, ROSE; Krupa, John, Theodore; GROUELL, DANE, LEIGH; Troxell, Mary, Kathleen
How much AUM does Turning Point Financial have?
Turning Point Financial reported $339.4M in assets under management (regulatory AUM) on its most recent SEC Form ADV (2026-06-30).
Who owns Turning Point Financial?
Disclosed owners and executives of Turning Point Financial include TROXELL, MARY, KATHLEEN, STICKELMAN, ALEXANDRA, ROSE, Krupa, John, Theodore, GROUELL, DANE, LEIGH, Troxell, Mary, Kathleen. Full ownership history, officer changes, and indirect owners are on the interactive profile.
View the full interactive profile on ADV.News.