Thompson Capital Management, LLC
Thompson Capital Management, LLC is an SEC-registered ria with $200.1M assets under management (AUM, regulatory AUM), +9% over one year. See who owns Thompson Capital Management, LLC: ownership, executives, custodians, and advisors from SEC Form ADV. CRD 300993, SEC 801-114939, data through 2026-02-13.
- AUM (assets under management / regulatory AUM)
- $200.1M (2026-02-13)
- Firm type
- Ria
- Employees
- 3
- Clients
- 81
- CRD
- 300993
- Ownership
- THOMPSON, DAVID, MATTHEW; LITTLE HARBOR ADVISORS, LLC; THOMPSON, MICHAEL, ANTHONY; THOMPSON, DAVID, MICHAEL; TAI EQUITY HOLDINGS, LLC
How much AUM does Thompson Capital Management, LLC have?
Thompson Capital Management, LLC reported $200.1M in assets under management (regulatory AUM) on its most recent SEC Form ADV (2026-02-13).
Who owns Thompson Capital Management, LLC?
Disclosed owners and executives of Thompson Capital Management, LLC include THOMPSON, DAVID, MATTHEW, LITTLE HARBOR ADVISORS, LLC, THOMPSON, MICHAEL, ANTHONY, THOMPSON, DAVID, MICHAEL, TAI EQUITY HOLDINGS, LLC. Full ownership history, officer changes, and indirect owners are on the interactive profile.
View the full interactive profile on ADV.News.