Carter Financial, LLC
Carter Financial, LLC is an SEC-registered wealth manager in La Jolla, CA with $282.3M assets under management (AUM, regulatory AUM), +12% over one year. See who owns Carter Financial, LLC: ownership, executives, custodians, and advisors from SEC Form ADV. CRD 298327, SEC 801-117265, data through 2026-03-25.
- AUM (assets under management / regulatory AUM)
- $282.3M (2026-03-25)
- Firm type
- Wealth Manager
- Location
- La Jolla, CA
- Employees
- 3
- Clients
- 177
- CRD
- 298327
- Ownership
- CARTER, STEVEN, FREDERICK; Hammann, CHRISTINA, MICHELLE; MITCHELL, CHRISTINA, MICHELLE
How much AUM does Carter Financial, LLC have?
Carter Financial, LLC reported $282.3M in assets under management (regulatory AUM) on its most recent SEC Form ADV (2026-03-25).
Who owns Carter Financial, LLC?
Disclosed owners and executives of Carter Financial, LLC include CARTER, STEVEN, FREDERICK, Hammann, CHRISTINA, MICHELLE, MITCHELL, CHRISTINA, MICHELLE. Full ownership history, officer changes, and indirect owners are on the interactive profile.
View the full interactive profile on ADV.News.