Trott Brook Financial
Trott Brook Financial is an SEC-registered mass-market adviser with $120.5M assets under management (AUM, regulatory AUM), -999% over one year. See who owns Trott Brook Financial: ownership, executives, custodians, and advisors from SEC Form ADV. CRD 290962, data through 2026-04-23.
- AUM (assets under management / regulatory AUM)
- $120.5M (2026-04-23)
- Firm type
- Mass-Market Adviser
- Employees
- 3
- Clients
- 155
- CRD
- 290962
- Ownership
- STEFFEN, JAMES, WARREN
How much AUM does Trott Brook Financial have?
Trott Brook Financial reported $120.5M in assets under management (regulatory AUM) on its most recent SEC Form ADV (2026-04-23).
Who owns Trott Brook Financial?
Disclosed owners and executives of Trott Brook Financial include STEFFEN, JAMES, WARREN. Full ownership history, officer changes, and indirect owners are on the interactive profile.
View the full interactive profile on ADV.News.