Spectra Investment Management, LLC
Spectra Investment Management, LLC is an SEC-registered ria in Stuart, FL with $306.8M assets under management (AUM, regulatory AUM), +26% over one year. See who owns Spectra Investment Management, LLC: ownership, executives, custodians, and advisors from SEC Form ADV. CRD 288145, SEC 801-110258, data through 2026-03-23.
- AUM (assets under management / regulatory AUM)
- $306.8M (2026-03-23)
- Firm type
- Ria
- Location
- Stuart, FL
- Employees
- 3
- Clients
- 49
- CRD
- 288145
- Ownership
- Roads, Scott, Alan; Lanza, Anthony, Gaetano; Zaino, Julia, Elizabeth
How much AUM does Spectra Investment Management, LLC have?
Spectra Investment Management, LLC reported $306.8M in assets under management (regulatory AUM) on its most recent SEC Form ADV (2026-03-23).
Who owns Spectra Investment Management, LLC?
Disclosed owners and executives of Spectra Investment Management, LLC include Roads, Scott, Alan, Lanza, Anthony, Gaetano, Zaino, Julia, Elizabeth. Full ownership history, officer changes, and indirect owners are on the interactive profile.
View the full interactive profile on ADV.News.