Octagon Asset Management, LLC
Octagon Asset Management, LLC is an SEC-registered asset manager in Charlotte, NC with $221.2M assets under management (AUM, regulatory AUM), +15% over one year. See who owns Octagon Asset Management, LLC: ownership, executives, custodians, and advisors from SEC Form ADV. CRD 286248, SEC 801-110412, data through 2026-03-05.
- AUM (assets under management / regulatory AUM)
- $221.2M (2026-03-05)
- Firm type
- Asset Manager
- Location
- Charlotte, NC
- Employees
- 4
- Clients
- 1
- CRD
- 286248
- Ownership
- WELLES, CALDWELL, MEAD; HEYKE, JOHN, ERICSON; OCTAGON INTERNATIONAL HOLDINGS, LLC
How much AUM does Octagon Asset Management, LLC have?
Octagon Asset Management, LLC reported $221.2M in assets under management (regulatory AUM) on its most recent SEC Form ADV (2026-03-05).
Who owns Octagon Asset Management, LLC?
Disclosed owners and executives of Octagon Asset Management, LLC include WELLES, CALDWELL, MEAD, HEYKE, JOHN, ERICSON, OCTAGON INTERNATIONAL HOLDINGS, LLC. Full ownership history, officer changes, and indirect owners are on the interactive profile.
View the full interactive profile on ADV.News.