Shum Financial Group, Inc.
Shum Financial Group, Inc. is an SEC-registered mass-market adviser in Alameda, CA with $322.0M assets under management (AUM, regulatory AUM), +12% over one year. See who owns Shum Financial Group, Inc.: ownership, executives, custodians, and advisors from SEC Form ADV. CRD 285426, SEC 801-110554, data through 2026-02-23.
- AUM (assets under management / regulatory AUM)
- $322.0M (2026-02-23)
- Firm type
- Mass-Market Adviser
- Location
- Alameda, CA
- Employees
- 4
- Clients
- 330
- CRD
- 285426
- Ownership
- SHUM, CLIFF, WINGYIN; SANCHEZ, ELYSE, NICOLE
How much AUM does Shum Financial Group, Inc. have?
Shum Financial Group, Inc. reported $322.0M in assets under management (regulatory AUM) on its most recent SEC Form ADV (2026-02-23).
Who owns Shum Financial Group, Inc.?
Disclosed owners and executives of Shum Financial Group, Inc. include SHUM, CLIFF, WINGYIN, SANCHEZ, ELYSE, NICOLE. Full ownership history, officer changes, and indirect owners are on the interactive profile.
View the full interactive profile on ADV.News.