Sovereign Asset Management
Sovereign Asset Management is an SEC-registered mass-market adviser in Amherst, NY with $176.0M assets under management (AUM, regulatory AUM), +17% over one year. See who owns Sovereign Asset Management: ownership, executives, custodians, and advisors from SEC Form ADV. CRD 285103, SEC 801-112498, data through 2026-03-10.
- AUM (assets under management / regulatory AUM)
- $176.0M (2026-03-10)
- Firm type
- Mass-Market Adviser
- Location
- Amherst, NY
- Employees
- 2
- Clients
- 350
- CRD
- 285103
- Ownership
- UNGARO, DAVID, JOSEPH; WOLF, KENNETH, WILLIAM
How much AUM does Sovereign Asset Management have?
Sovereign Asset Management reported $176.0M in assets under management (regulatory AUM) on its most recent SEC Form ADV (2026-03-10).
Who owns Sovereign Asset Management?
Disclosed owners and executives of Sovereign Asset Management include UNGARO, DAVID, JOSEPH, WOLF, KENNETH, WILLIAM. Full ownership history, officer changes, and indirect owners are on the interactive profile.
View the full interactive profile on ADV.News.