Breakwater Financial, LLC
Breakwater Financial, LLC is an SEC-registered ria in Needham, MA with $127.9M assets under management (AUM, regulatory AUM), +16% over one year. See who owns Breakwater Financial, LLC: ownership, executives, custodians, and advisors from SEC Form ADV. CRD 282401, SEC 801-131321, data through 2026-02-02.
- AUM (assets under management / regulatory AUM)
- $127.9M (2026-02-02)
- Firm type
- Ria
- Location
- Needham, MA
- Employees
- 1
- Clients
- 62
- CRD
- 282401
- Ownership
- RINGER, DANIEL, ABRAHAM; WINN, CHRISTOPHER, EDWARD
How much AUM does Breakwater Financial, LLC have?
Breakwater Financial, LLC reported $127.9M in assets under management (regulatory AUM) on its most recent SEC Form ADV (2026-02-02).
Who owns Breakwater Financial, LLC?
Disclosed owners and executives of Breakwater Financial, LLC include RINGER, DANIEL, ABRAHAM, WINN, CHRISTOPHER, EDWARD. Full ownership history, officer changes, and indirect owners are on the interactive profile.
View the full interactive profile on ADV.News.