Prosperity Road, LLC
Prosperity Road, LLC is an SEC-registered ria in Santa Ana, CA with $172.3M assets under management (AUM, regulatory AUM), +10% over one year. See who owns Prosperity Road, LLC: ownership, executives, custodians, and advisors from SEC Form ADV. CRD 281894, SEC 801-118900, data through 2026-03-10.
- AUM (assets under management / regulatory AUM)
- $172.3M (2026-03-10)
- Firm type
- Ria
- Location
- Santa Ana, CA
- Employees
- 3
- Clients
- 69
- CRD
- 281894
- Ownership
- E4 VANTAGE, LLC; MCGRATH, MICHAEL, WILLIAM; HERMENO, EMILY, TUBOLA
How much AUM does Prosperity Road, LLC have?
Prosperity Road, LLC reported $172.3M in assets under management (regulatory AUM) on its most recent SEC Form ADV (2026-03-10).
Who owns Prosperity Road, LLC?
Disclosed owners and executives of Prosperity Road, LLC include E4 VANTAGE, LLC, MCGRATH, MICHAEL, WILLIAM, HERMENO, EMILY, TUBOLA. Full ownership history, officer changes, and indirect owners are on the interactive profile.
View the full interactive profile on ADV.News.