Dominari Securities LLC
Dominari Securities LLC is an SEC-registered ria in New York, NY with $28.0M assets under management (AUM, regulatory AUM), -33% over one year. See who owns Dominari Securities LLC: ownership, executives, custodians, and advisors from SEC Form ADV. CRD 18975, SEC 801-78295, data through 2026-03-30.
- AUM (assets under management / regulatory AUM)
- $28.0M (2026-03-30)
- Firm type
- Ria
- Location
- New York, NY
- Employees
- 14
- Clients
- 63
- CRD
- 18975
- Ownership
- FIELDPOINT PRIVATE BANK & TRUST; DELAURA, CHRISTOPHER JAMES; JOHNSTON, TIMOTHY EDWARD; MAYBERRY, CATHY LOUISE; NOAH, SCOTT IVES
How much AUM does Dominari Securities LLC have?
Dominari Securities LLC reported $28.0M in assets under management (regulatory AUM) on its most recent SEC Form ADV (2026-03-30).
Who owns Dominari Securities LLC?
Disclosed owners and executives of Dominari Securities LLC include FIELDPOINT PRIVATE BANK & TRUST, DELAURA, CHRISTOPHER JAMES, JOHNSTON, TIMOTHY EDWARD, MAYBERRY, CATHY LOUISE, NOAH, SCOTT IVES. Full ownership history, officer changes, and indirect owners are on the interactive profile.
View the full interactive profile on ADV.News.