Breakwater Capital
Breakwater Capital is an SEC-registered wealth manager in Kalamazoo, MI with $156.6M assets under management (AUM, regulatory AUM), +10% over one year. See who owns Breakwater Capital: ownership, executives, custodians, and advisors from SEC Form ADV. CRD 172498, SEC 801-118620, data through 2026-03-31.
- AUM (assets under management / regulatory AUM)
- $156.6M (2026-03-31)
- Firm type
- Wealth Manager
- Location
- Kalamazoo, MI
- Employees
- 2
- Clients
- 143
- CRD
- 172498
- Ownership
- POLLARD, ROSS, MICHAEL
How much AUM does Breakwater Capital have?
Breakwater Capital reported $156.6M in assets under management (regulatory AUM) on its most recent SEC Form ADV (2026-03-31).
Who owns Breakwater Capital?
Disclosed owners and executives of Breakwater Capital include POLLARD, ROSS, MICHAEL. Full ownership history, officer changes, and indirect owners are on the interactive profile.
View the full interactive profile on ADV.News.