First Wilshire Securities Management, Inc.
First Wilshire Securities Management, Inc. is an SEC-registered wealth manager in Pasadena, CA with $415.5M assets under management (AUM, regulatory AUM), +11% over one year. See who owns First Wilshire Securities Management, Inc.: ownership, executives, custodians, and advisors from SEC Form ADV. CRD 171971, SEC 801-15260, data through 2026-05-05.
- AUM (assets under management / regulatory AUM)
- $415.5M (2026-05-05)
- Firm type
- Wealth Manager
- Location
- Pasadena, CA
- Employees
- 9
- Clients
- 286
- CRD
- 171971
- Ownership
- HANSON, THOMAS, HERBERT; THORNTON, STEVEN, LEE; LU, HOWARD, HAOMING; CATON, WILLIAM, ADAM; ZLOCHISTYY, FELIKS
How much AUM does First Wilshire Securities Management, Inc. have?
First Wilshire Securities Management, Inc. reported $415.5M in assets under management (regulatory AUM) on its most recent SEC Form ADV (2026-05-05).
Who owns First Wilshire Securities Management, Inc.?
Disclosed owners and executives of First Wilshire Securities Management, Inc. include HANSON, THOMAS, HERBERT, THORNTON, STEVEN, LEE, LU, HOWARD, HAOMING, CATON, WILLIAM, ADAM, ZLOCHISTYY, FELIKS. Full ownership history, officer changes, and indirect owners are on the interactive profile.
View the full interactive profile on ADV.News.