Directional Financial Services
Directional Financial Services is an SEC-registered ria in Seattle, WA with $11.5M assets under management (AUM, regulatory AUM), +27% over one year. See who owns Directional Financial Services: ownership, executives, custodians, and advisors from SEC Form ADV. CRD 171903, SEC 801-79954, data through 2026-03-31.
- AUM (assets under management / regulatory AUM)
- $11.5M (2026-03-31)
- Firm type
- Ria
- Location
- Seattle, WA
- Employees
- 4
- Clients
- 34
- CRD
- 171903
- Ownership
- KELLY, MICHAEL, PATRICK; BROGA, ETHAN, ANDREW; ENQUIST, LORNE, DAVID; WHITE, JAIME, CHELAN CHRISTINA; PARK, HWA, CHONG
How much AUM does Directional Financial Services have?
Directional Financial Services reported $11.5M in assets under management (regulatory AUM) on its most recent SEC Form ADV (2026-03-31).
Who owns Directional Financial Services?
Disclosed owners and executives of Directional Financial Services include KELLY, MICHAEL, PATRICK, BROGA, ETHAN, ANDREW, ENQUIST, LORNE, DAVID, WHITE, JAIME, CHELAN CHRISTINA, PARK, HWA, CHONG. Full ownership history, officer changes, and indirect owners are on the interactive profile.
View the full interactive profile on ADV.News.