Note Advisors, LLC
Note Advisors, LLC is an SEC-registered mass-market adviser in Buffalo, NY with $437.0M assets under management (AUM, regulatory AUM), +14% over one year. See who owns Note Advisors, LLC: ownership, executives, custodians, and advisors from SEC Form ADV. CRD 171466, SEC 801-79807, data through 2026-03-30.
- AUM (assets under management / regulatory AUM)
- $437.0M (2026-03-30)
- Firm type
- Mass-Market Adviser
- Location
- Buffalo, NY
- Employees
- 11
- Clients
- 542
- CRD
- 171466
- Ownership
- WARING, THOMAS, HOWARD; GLOGOWSKI, SHAWN, CASEY; ISDANER, CODY, CHARLES; SSAO1210, LLC; CAMPO, PETER, C
How much AUM does Note Advisors, LLC have?
Note Advisors, LLC reported $437.0M in assets under management (regulatory AUM) on its most recent SEC Form ADV (2026-03-30).
Who owns Note Advisors, LLC?
Disclosed owners and executives of Note Advisors, LLC include WARING, THOMAS, HOWARD, GLOGOWSKI, SHAWN, CASEY, ISDANER, CODY, CHARLES, SSAO1210, LLC, CAMPO, PETER, C. Full ownership history, officer changes, and indirect owners are on the interactive profile.
View the full interactive profile on ADV.News.