Uptown Capital Advisors
Uptown Capital Advisors is an SEC-registered wealth manager in Dallas, TX with $153.8M assets under management (AUM, regulatory AUM), -999% over one year. See who owns Uptown Capital Advisors: ownership, executives, custodians, and advisors from SEC Form ADV. CRD 171401, SEC 801-132876, data through 2026-03-06.
- AUM (assets under management / regulatory AUM)
- $153.8M (2026-03-06)
- Firm type
- Wealth Manager
- Location
- Dallas, TX
- Employees
- 2
- Clients
- 140
- CRD
- 171401
- Ownership
- CARRIE, CHRISTOPHER, JAMES; SAWERS, JAMES, KEMP
How much AUM does Uptown Capital Advisors have?
Uptown Capital Advisors reported $153.8M in assets under management (regulatory AUM) on its most recent SEC Form ADV (2026-03-06).
Who owns Uptown Capital Advisors?
Disclosed owners and executives of Uptown Capital Advisors include CARRIE, CHRISTOPHER, JAMES, SAWERS, JAMES, KEMP. Full ownership history, officer changes, and indirect owners are on the interactive profile.
View the full interactive profile on ADV.News.