Sophis Investments LLC
Sophis Investments LLC is an SEC-registered ria in New York, NY with $129.9M assets under management (AUM, regulatory AUM), -6% over one year. See who owns Sophis Investments LLC: ownership, executives, custodians, and advisors from SEC Form ADV. CRD 170391, SEC 801-114611, data through 2026-06-24.
- AUM (assets under management / regulatory AUM)
- $129.9M (2026-06-24)
- Firm type
- Ria
- Location
- New York, NY
- Employees
- 5
- Clients
- 41
- CRD
- 170391
- Ownership
- OBRIEN, EDWARD, IGNATIOUS; RECACHINAS, TASSOS, DEMETRIOS
How much AUM does Sophis Investments LLC have?
Sophis Investments LLC reported $129.9M in assets under management (regulatory AUM) on its most recent SEC Form ADV (2026-06-24).
Who owns Sophis Investments LLC?
Disclosed owners and executives of Sophis Investments LLC include OBRIEN, EDWARD, IGNATIOUS, RECACHINAS, TASSOS, DEMETRIOS. Full ownership history, officer changes, and indirect owners are on the interactive profile.
View the full interactive profile on ADV.News.