Financial One, Inc.
Financial One, Inc. is an SEC-registered ria with $19.9M assets under management (AUM, regulatory AUM), -1% over one year. See who owns Financial One, Inc.: ownership, executives, custodians, and advisors from SEC Form ADV. CRD 168061, data through 2015-03-31.
- AUM (assets under management / regulatory AUM)
- $19.9M (2015-03-31)
- Firm type
- Ria
- Employees
- 5
- CRD
- 168061
- Ownership
- SCHWARTZ, HOWARD, LESTER; FLOOD, KEITH, OWEN; PKS HOLDINGS, LLC; PURCELL, JOHN, PETER; INTERIM HOLDINGS, LLC
How much AUM does Financial One, Inc. have?
Financial One, Inc. reported $19.9M in assets under management (regulatory AUM) on its most recent SEC Form ADV (2015-03-31).
Who owns Financial One, Inc.?
Disclosed owners and executives of Financial One, Inc. include SCHWARTZ, HOWARD, LESTER, FLOOD, KEITH, OWEN, PKS HOLDINGS, LLC, PURCELL, JOHN, PETER, INTERIM HOLDINGS, LLC. Full ownership history, officer changes, and indirect owners are on the interactive profile.
View the full interactive profile on ADV.News.