Cetera Investment Management LLC
Cetera Investment Management LLC is an SEC-registered ibd network in Schamburg, IL with an unreported amount of assets under management (AUM, regulatory AUM), -999% over one year. See who owns Cetera Investment Management LLC: ownership, executives, custodians, and advisors from SEC Form ADV. CRD 165436, SEC 801-77403, data through 2026-04-01.
- AUM (assets under management / regulatory AUM)
- Not reported (2026-04-01)
- Firm type
- Ibd Network
- Location
- Schamburg, IL
- Employees
- 25
- CRD
- 165436
- Ownership
- GOLDMAN, GENE, FITZGERALD; SMILEY, STANLEY, ROBERT; OLSON, GREGORY, EDWARD; RODRIGUEZ, JOSE, LUIS; SHELSON, MARK, PAUL
How much AUM does Cetera Investment Management LLC have?
Cetera Investment Management LLC reported an unreported amount of in assets under management (regulatory AUM) on its most recent SEC Form ADV (2026-04-01).
Who owns Cetera Investment Management LLC?
Disclosed owners and executives of Cetera Investment Management LLC include GOLDMAN, GENE, FITZGERALD, SMILEY, STANLEY, ROBERT, OLSON, GREGORY, EDWARD, RODRIGUEZ, JOSE, LUIS, SHELSON, MARK, PAUL. Full ownership history, officer changes, and indirect owners are on the interactive profile.
View the full interactive profile on ADV.News.