Dougherty & Associates Financial Advisors, Inc.
Dougherty & Associates Financial Advisors, Inc. is an SEC-registered mass-market adviser in Buffalo, MN with $382.9M assets under management (AUM, regulatory AUM), +8% over one year. See who owns Dougherty & Associates Financial Advisors, Inc.: ownership, executives, custodians, and advisors from SEC Form ADV. CRD 165145, SEC 801-93169, data through 2026-02-25.
- AUM (assets under management / regulatory AUM)
- $382.9M (2026-02-25)
- Firm type
- Mass-Market Adviser
- Location
- Buffalo, MN
- Employees
- 9
- Clients
- 1,069
- CRD
- 165145
- Ownership
- DOUGHERTY, DANIEL, JOHN; DOUGHERTY, MICHAEL, JOHN; Dougherty, Dillon, Lee; DOUGHERTY, COREEN, ELIZABETH
How much AUM does Dougherty & Associates Financial Advisors, Inc. have?
Dougherty & Associates Financial Advisors, Inc. reported $382.9M in assets under management (regulatory AUM) on its most recent SEC Form ADV (2026-02-25).
Who owns Dougherty & Associates Financial Advisors, Inc.?
Disclosed owners and executives of Dougherty & Associates Financial Advisors, Inc. include DOUGHERTY, DANIEL, JOHN, DOUGHERTY, MICHAEL, JOHN, Dougherty, Dillon, Lee, DOUGHERTY, COREEN, ELIZABETH. Full ownership history, officer changes, and indirect owners are on the interactive profile.
View the full interactive profile on ADV.News.