Investments & Financial Planning, LLC
Investments & Financial Planning, LLC is an SEC-registered mass-market adviser in Lexington, KY with $318.7M assets under management (AUM, regulatory AUM), +14% over one year. See who owns Investments & Financial Planning, LLC: ownership, executives, custodians, and advisors from SEC Form ADV. CRD 164333, SEC 801-119021, data through 2026-02-27.
- AUM (assets under management / regulatory AUM)
- $318.7M (2026-02-27)
- Firm type
- Mass-Market Adviser
- Location
- Lexington, KY
- Employees
- 6
- Clients
- 751
- CRD
- 164333
- Ownership
- SHORT, DAVID, BRIAN; MULLINS, JAMES, ERIC
How much AUM does Investments & Financial Planning, LLC have?
Investments & Financial Planning, LLC reported $318.7M in assets under management (regulatory AUM) on its most recent SEC Form ADV (2026-02-27).
Who owns Investments & Financial Planning, LLC?
Disclosed owners and executives of Investments & Financial Planning, LLC include SHORT, DAVID, BRIAN, MULLINS, JAMES, ERIC. Full ownership history, officer changes, and indirect owners are on the interactive profile.
View the full interactive profile on ADV.News.