Saga Financial Management
Saga Financial Management is an SEC-registered ria with $107.0M assets under management (AUM, regulatory AUM), -999% over one year. See who owns Saga Financial Management: ownership, executives, custodians, and advisors from SEC Form ADV. CRD 158732, SEC 801-135412, data through 2026-03-26.
- AUM (assets under management / regulatory AUM)
- $107.0M (2026-03-26)
- Firm type
- Ria
- Employees
- 1
- Clients
- 95
- CRD
- 158732
- Ownership
- SAWTELLE, CHARLES, SCOTT
How much AUM does Saga Financial Management have?
Saga Financial Management reported $107.0M in assets under management (regulatory AUM) on its most recent SEC Form ADV (2026-03-26).
Who owns Saga Financial Management?
Disclosed owners and executives of Saga Financial Management include SAWTELLE, CHARLES, SCOTT. Full ownership history, officer changes, and indirect owners are on the interactive profile.
View the full interactive profile on ADV.News.