Lombard
Lombard is an SEC-registered asset manager with $36.4M assets under management (AUM, regulatory AUM), -999% over one year. See who owns Lombard: ownership, executives, custodians, and advisors from SEC Form ADV. CRD 157418, data through 2026-06-25.
- AUM (assets under management / regulatory AUM)
- $36.4M (2026-06-25)
- Firm type
- Asset Manager
- Employees
- 9
- Clients
- 2
- CRD
- 157418
- Ownership
- SMITH, JR., THOMAS, JOHNSTON; SULLIVAN, PETER, HENRY; VIDET, POTE, PUNYAGUPTA; BURNS, TIMOTHY, PATRICK; SWEET, SCOTT, PIERCY
How much AUM does Lombard have?
Lombard reported $36.4M in assets under management (regulatory AUM) on its most recent SEC Form ADV (2026-06-25).
Who owns Lombard?
Disclosed owners and executives of Lombard include SMITH, JR., THOMAS, JOHNSTON, SULLIVAN, PETER, HENRY, VIDET, POTE, PUNYAGUPTA, BURNS, TIMOTHY, PATRICK, SWEET, SCOTT, PIERCY. Full ownership history, officer changes, and indirect owners are on the interactive profile.
View the full interactive profile on ADV.News.