Swbc Investment Advisory Services LLC
Swbc Investment Advisory Services LLC is an SEC-registered ria in Austin, TX with an unreported amount of assets under management (AUM, regulatory AUM), -999% over one year. See who owns Swbc Investment Advisory Services LLC: ownership, executives, custodians, and advisors from SEC Form ADV. CRD 156155, SEC 801-72669, data through 2026-03-24.
- AUM (assets under management / regulatory AUM)
- Not reported (2026-03-24)
- Firm type
- Ria
- Location
- Austin, TX
- Employees
- 9
- Clients
- 2,111
- CRD
- 156155
- Ownership
- PALMER, JACOB, DANIEL; ALLISON, RICHARD, THOMPSON; SOUTHWEST BUSINESS CORPORATION; SWANSON, ANN MARIE; MCDERMOTT, JOSEPH, DANIEL
How much AUM does Swbc Investment Advisory Services LLC have?
Swbc Investment Advisory Services LLC reported an unreported amount of in assets under management (regulatory AUM) on its most recent SEC Form ADV (2026-03-24).
Who owns Swbc Investment Advisory Services LLC?
Disclosed owners and executives of Swbc Investment Advisory Services LLC include PALMER, JACOB, DANIEL, ALLISON, RICHARD, THOMPSON, SOUTHWEST BUSINESS CORPORATION, SWANSON, ANN MARIE, MCDERMOTT, JOSEPH, DANIEL. Full ownership history, officer changes, and indirect owners are on the interactive profile.
View the full interactive profile on ADV.News.