Saxon Securities LLC
Saxon Securities LLC is an SEC-registered ria in San Francisco, CA with $94.6M assets under management (AUM, regulatory AUM), -31% over one year. See who owns Saxon Securities LLC: ownership, executives, custodians, and advisors from SEC Form ADV. CRD 155168, SEC 801-79118, data through 2026-03-27.
- AUM (assets under management / regulatory AUM)
- $94.6M (2026-03-27)
- Firm type
- Ria
- Location
- San Francisco, CA
- Employees
- 2
- Clients
- 18
- CRD
- 155168
- Ownership
- LUCIA, REBECCA, LYNN; LUCIA, NED, FRANCIS; LUCIA, NED, F
How much AUM does Saxon Securities LLC have?
Saxon Securities LLC reported $94.6M in assets under management (regulatory AUM) on its most recent SEC Form ADV (2026-03-27).
Who owns Saxon Securities LLC?
Disclosed owners and executives of Saxon Securities LLC include LUCIA, REBECCA, LYNN, LUCIA, NED, FRANCIS, LUCIA, NED, F. Full ownership history, officer changes, and indirect owners are on the interactive profile.
View the full interactive profile on ADV.News.