Smith Financial
Smith Financial is an SEC-registered wealth manager in Kokomo, IN with $456.9M assets under management (AUM, regulatory AUM), +21% over one year. See who owns Smith Financial: ownership, executives, custodians, and advisors from SEC Form ADV. CRD 154022, SEC 801-71492, data through 2026-03-27.
- AUM (assets under management / regulatory AUM)
- $456.9M (2026-03-27)
- Firm type
- Wealth Manager
- Location
- Kokomo, IN
- Employees
- 5
- Clients
- 159
- CRD
- 154022
- Ownership
- SMITH, RICHARD, ALLEN; SMITH, AARON, TAYLOR
How much AUM does Smith Financial have?
Smith Financial reported $456.9M in assets under management (regulatory AUM) on its most recent SEC Form ADV (2026-03-27).
Who owns Smith Financial?
Disclosed owners and executives of Smith Financial include SMITH, RICHARD, ALLEN, SMITH, AARON, TAYLOR. Full ownership history, officer changes, and indirect owners are on the interactive profile.
View the full interactive profile on ADV.News.