Cote Financial Management
Cote Financial Management is an SEC-registered wealth manager with $151.2M assets under management (AUM, regulatory AUM), +15% over one year. See who owns Cote Financial Management: ownership, executives, custodians, and advisors from SEC Form ADV. CRD 153088, SEC 801-130714, data through 2026-03-25.
- AUM (assets under management / regulatory AUM)
- $151.2M (2026-03-25)
- Firm type
- Wealth Manager
- Employees
- 3
- Clients
- 134
- CRD
- 153088
- Ownership
- NICASTRO, JOHN, PETER; COTE, STEPHEN; COTE, STEPHEN, MARK; NICASTRO, DAVID, LUKE
How much AUM does Cote Financial Management have?
Cote Financial Management reported $151.2M in assets under management (regulatory AUM) on its most recent SEC Form ADV (2026-03-25).
Who owns Cote Financial Management?
Disclosed owners and executives of Cote Financial Management include NICASTRO, JOHN, PETER, COTE, STEPHEN, COTE, STEPHEN, MARK, NICASTRO, DAVID, LUKE. Full ownership history, officer changes, and indirect owners are on the interactive profile.
View the full interactive profile on ADV.News.