Brock Fiduciary Services LLC
Brock Fiduciary Services LLC is an SEC-registered ria in New York, NY with $588.2M assets under management (AUM, regulatory AUM), -27% over one year. See who owns Brock Fiduciary Services LLC: ownership, executives, custodians, and advisors from SEC Form ADV. CRD 153055, SEC 801-71132, data through 2026-04-01.
- AUM (assets under management / regulatory AUM)
- $588.2M (2026-04-01)
- Firm type
- Ria
- Location
- New York, NY
- Employees
- 4
- CRD
- 153055
- Ownership
- BROCK, CHARLES; BROCK CAPITAL GROUP LLC; BROCK, CHARLES, LAWRENCE; CHARLES BROCK LLC; MATHUR, ABHISHEK
How much AUM does Brock Fiduciary Services LLC have?
Brock Fiduciary Services LLC reported $588.2M in assets under management (regulatory AUM) on its most recent SEC Form ADV (2026-04-01).
Who owns Brock Fiduciary Services LLC?
Disclosed owners and executives of Brock Fiduciary Services LLC include BROCK, CHARLES, BROCK CAPITAL GROUP LLC, BROCK, CHARLES, LAWRENCE, CHARLES BROCK LLC, MATHUR, ABHISHEK. Full ownership history, officer changes, and indirect owners are on the interactive profile.
View the full interactive profile on ADV.News.