Oppenheimer + Close, LLC
Oppenheimer + Close, LLC is an SEC-registered ibd network in New York, NY with $93.0M assets under management (AUM, regulatory AUM), +18% over one year. See who owns Oppenheimer + Close, LLC: ownership, executives, custodians, and advisors from SEC Form ADV. CRD 15168, SEC 801-34964, data through 2026-03-27.
- AUM (assets under management / regulatory AUM)
- $93.0M (2026-03-27)
- Firm type
- Ibd Network
- Location
- New York, NY
- Employees
- 5
- Clients
- 127
- CRD
- 15168
- Ownership
- OPPENHEIMER, PHILIP VICTOR; OPPENHEIMER, CARL KIRBY; GHAFFARI, SHANDA LEE; POWELL, GABRIELA; OPPENHEIMER, MARY CLOSE
How much AUM does Oppenheimer + Close, LLC have?
Oppenheimer + Close, LLC reported $93.0M in assets under management (regulatory AUM) on its most recent SEC Form ADV (2026-03-27).
Who owns Oppenheimer + Close, LLC?
Disclosed owners and executives of Oppenheimer + Close, LLC include OPPENHEIMER, PHILIP VICTOR, OPPENHEIMER, CARL KIRBY, GHAFFARI, SHANDA LEE, POWELL, GABRIELA, OPPENHEIMER, MARY CLOSE. Full ownership history, officer changes, and indirect owners are on the interactive profile.
View the full interactive profile on ADV.News.