Up North Financial, LLC
Up North Financial, LLC is an SEC-registered mass-market adviser in Traverse City, MI with $203.8M assets under management (AUM, regulatory AUM), +10% over one year. See who owns Up North Financial, LLC: ownership, executives, custodians, and advisors from SEC Form ADV. CRD 150996, SEC 801-120926, data through 2026-03-27.
- AUM (assets under management / regulatory AUM)
- $203.8M (2026-03-27)
- Firm type
- Mass-Market Adviser
- Location
- Traverse City, MI
- Employees
- 4
- Clients
- 337
- CRD
- 150996
- Ownership
- HERMAN, MARK, DONALD; KOLBER, ALYSSA, MELANIE; INTERIM HOLDINGS, LLC
How much AUM does Up North Financial, LLC have?
Up North Financial, LLC reported $203.8M in assets under management (regulatory AUM) on its most recent SEC Form ADV (2026-03-27).
Who owns Up North Financial, LLC?
Disclosed owners and executives of Up North Financial, LLC include HERMAN, MARK, DONALD, KOLBER, ALYSSA, MELANIE, INTERIM HOLDINGS, LLC. Full ownership history, officer changes, and indirect owners are on the interactive profile.
View the full interactive profile on ADV.News.