Breakwater Investment Management
Breakwater Investment Management is an SEC-registered wealth manager in Seattle, WA with $302.7M assets under management (AUM, regulatory AUM), +21% over one year. See who owns Breakwater Investment Management: ownership, executives, custodians, and advisors from SEC Form ADV. CRD 150841, SEC 801-79040, data through 2026-04-15.
- AUM (assets under management / regulatory AUM)
- $302.7M (2026-04-15)
- Firm type
- Wealth Manager
- Location
- Seattle, WA
- Employees
- 4
- Clients
- 152
- CRD
- 150841
- Ownership
- TURLEY, JOSEPH, FRANCIS; STEINHAUS, BETHANY, ANNE
How much AUM does Breakwater Investment Management have?
Breakwater Investment Management reported $302.7M in assets under management (regulatory AUM) on its most recent SEC Form ADV (2026-04-15).
Who owns Breakwater Investment Management?
Disclosed owners and executives of Breakwater Investment Management include TURLEY, JOSEPH, FRANCIS, STEINHAUS, BETHANY, ANNE. Full ownership history, officer changes, and indirect owners are on the interactive profile.
View the full interactive profile on ADV.News.