Wellington Shields & Co., LLC
Wellington Shields & Co., LLC is an SEC-registered mass-market adviser in New York, NY with $546.0M assets under management (AUM, regulatory AUM), +16% over one year. See who owns Wellington Shields & Co., LLC: ownership, executives, custodians, and advisors from SEC Form ADV. CRD 149021, SEC 801-70755, data through 2026-03-17.
- AUM (assets under management / regulatory AUM)
- $546.0M (2026-03-17)
- Firm type
- Mass-Market Adviser
- Location
- New York, NY
- Employees
- 25
- Clients
- 586
- CRD
- 149021
- Ownership
- CURCURU, PHILIP MICHAEL; GULDEN, PAUL IMMO JR; MEYER, CHRISTOPHER FRANCIS; SHADEK, JAMES MCCLENAHAN; SHADEK, LAURENCE ARTHUR
How much AUM does Wellington Shields & Co., LLC have?
Wellington Shields & Co., LLC reported $546.0M in assets under management (regulatory AUM) on its most recent SEC Form ADV (2026-03-17).
Who owns Wellington Shields & Co., LLC?
Disclosed owners and executives of Wellington Shields & Co., LLC include CURCURU, PHILIP MICHAEL, GULDEN, PAUL IMMO JR, MEYER, CHRISTOPHER FRANCIS, SHADEK, JAMES MCCLENAHAN, SHADEK, LAURENCE ARTHUR. Full ownership history, officer changes, and indirect owners are on the interactive profile.
View the full interactive profile on ADV.News.