East Rock Financial Services, LLC
East Rock Financial Services, LLC is an SEC-registered ria with $135.8M assets under management (AUM, regulatory AUM), -999% over one year. See who owns East Rock Financial Services, LLC: ownership, executives, custodians, and advisors from SEC Form ADV. CRD 147949, SEC 801-132755, data through 2026-03-02.
- AUM (assets under management / regulatory AUM)
- $135.8M (2026-03-02)
- Firm type
- Ria
- Employees
- 4
- Clients
- 39
- CRD
- 147949
- Ownership
- LEE, STEPHANIE, JEANNE
How much AUM does East Rock Financial Services, LLC have?
East Rock Financial Services, LLC reported $135.8M in assets under management (regulatory AUM) on its most recent SEC Form ADV (2026-03-02).
Who owns East Rock Financial Services, LLC?
Disclosed owners and executives of East Rock Financial Services, LLC include LEE, STEPHANIE, JEANNE. Full ownership history, officer changes, and indirect owners are on the interactive profile.
View the full interactive profile on ADV.News.